FINRA Unscripted

A Government podcast by FINRA

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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

Recent Episodes

A Conversation With FINRA Chair Scott Curtis
Published: July 15, 2025
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Robert Cook on FINRA Forward, and More
Published: June 17, 2025
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Vendor Vigilance: Navigating Third-Party Risk
Published: May 6, 2025
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Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary
Published: April 1, 2025
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Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape
Published: March 4, 2025
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Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team
Published: February 11, 2025
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Unpacking the 2025 FINRA Annual Regulatory Oversight Report
Published: January 28, 2025
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Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals
Published: January 7, 2025
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Unlocking Transparency: Navigating FINRA’s Market Data Offerings
Published: December 10, 2024
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Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
Published: November 26, 2024
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