FINRA Unscripted

A Government podcast by FINRA

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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

Recent Episodes

Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry
Published: November 12, 2024
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The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health
Published: October 29, 2024
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The Latest Research: Why Do Targets Engage with Scams?
Published: October 15, 2024
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The Victim Experience: When Romance Leads to a Crypto Scam
Published: October 1, 2024
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Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation
Published: September 17, 2024
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FINRA’s Examination Program: Optimizing for the Future
Published: September 3, 2024
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FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets
Published: August 6, 2024
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An Update on FINRA’s Crypto Asset Work and the Crypto Hub
Published: July 23, 2024
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Financial Intelligence Unit: Connecting the Industry with Actionable Information
Published: July 9, 2024
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Finfluencers: New Marketing Strategies Meet Existing Compliance Obligations
Published: June 25, 2024
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