FINRA Unscripted

A Government podcast by FINRA

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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

Recent Episodes

How FINRA Turns Member Feedback Into Action
Published: July 7, 2026
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Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis
Published: June 2, 2026
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How FINRA Is Enhancing Member Firm Examinations
Published: May 5, 2026
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Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements
Published: April 7, 2026
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How FINRA Is Streamlining Data Requests
Published: March 3, 2026
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Financial Security in 2026: Tips for Investors and How Firms Can Help
Published: February 3, 2026
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Investors in the United States: Key Trends and Insights from the National Financial Capability Study
Published: January 6, 2026
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Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership
Published: December 9, 2025
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Making Your Voice Heard Through FINRA Member Engagement
Published: December 2, 2025
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Building Cybersecurity Resilience Through FINRA Forward
Published: November 19, 2025
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