FINRA Unscripted

A Government podcast by FINRA

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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

Recent Episodes

Investors in the United States: Key Trends and Insights from the National Financial Capability Study
Published: January 6, 2026
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Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership
Published: December 9, 2025
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Making Your Voice Heard Through FINRA Member Engagement
Published: December 2, 2025
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Building Cybersecurity Resilience Through FINRA Forward
Published: November 19, 2025
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A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo
Published: November 4, 2025
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Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals
Published: October 7, 2025
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Previewing FINRA’s Crypto and Blockchain Education Program
Published: September 16, 2025
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National Financial Capability Study: Key Trends and Insights
Published: August 5, 2025
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A Conversation With FINRA Chair Scott Curtis
Published: July 15, 2025
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Robert Cook on FINRA Forward, and More
Published: June 17, 2025
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